Risk Management
For the past 9 years, I have worked as a banker, leveraging my financial analysis, risk management, and customer relationship management expertise to deliver exceptional service to clients. I take pride in my ability to empower customers and colleagues alike, working collaboratively to identify creative solutions.
In addition to my academic and professional experience, I have earned several industry-recognized licenses and certifications, including the SIE, Series 6, Series 63, and CA Life Insurance licenses. These credentials demonstrate my commitment to ongoing learning and expertise in areas such as securities regulation, investment products, and risk management.
Series 6
I was able to attain my Series 6 License giving me the ability to sell various investment products like mutual funds and annuities.
Series 63
This license ensured that I understand and adhere to state-specific regulations and ethical standards when selling securities.
Securities Industry Essentials (SIE) Certification
This certification introduced me to the financial industry giving me the fundamentals that allowed me to understand more advanced investment methodology.
